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OSH factory audit checklist

Licensing, safety governance, hazardous process controls, welfare amenities and statutory record-keeping in a factory.

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Applicability

Factories under the Factories Act, 1948 and establishments covered by the OSH Code, 2020 where its state rules are notified.

Control points

Work top to bottom — each point states what to confirm and the evidence that closes it.

  • 1. Factory licence and plan approval

    Licence current for the notified capacity and manpower; approved plans on record; amendments applied for on expansion.

  • 2. Occupier and manager notified

    Form 2 / state equivalent filed naming the occupier and manager; changes intimated.

  • 3. Safety officer and committee

    Safety officer appointed where the headcount requires it; safety committee constituted and minuted.

  • 4. Hazard controls

    Machine guarding, lock-out tag-out, permit-to-work, and hazardous-process notifications and on-site emergency plan in place.

  • 5. Health surveillance

    Pre-employment and periodic medical examinations for workers in hazardous processes; occupational health centre where required.

  • 6. Working hours discipline

    Daily and weekly limits, spread-over, rest interval and weekly off respected; overtime within the statutory cap and paid at twice the ordinary rate.

  • 7. Welfare amenities

    Drinking water, latrines, washing facilities, first aid, canteen, creche and restrooms per headcount thresholds.

  • 8. Statutory registers

    Muster roll, adult worker register, leave register, accident register and inspection book maintained and current.

  • 9. Emergency preparedness

    Fire NOC, extinguisher servicing, evacuation drills and trained first-aiders documented.

  • 10. Annual and half-yearly returns

    Returns filed with the Chief Inspector of Factories within the prescribed dates.

Verify before you rely on this

This checklist covers the obligations that most commonly attract notices; it is not exhaustive and applicability thresholds vary by state and headcount.

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